FSCS in-default register

Mike Swann Financial Management Limited

Declared in default20 December 2007FRN 116266

What this means for you

Because Mike Swann Financial Management Limited has been declared in default, you can't complain via the Financial Ombudsman Service in the normal way. Instead, eligible customers can apply to the Financial Services Compensation Scheme for compensation.

Background

Mike Swann Financial Management Limited (FRN 116266) was declared in default by the Financial Services Compensation Scheme on 20 December 2007. The firm's product offerings could not be determined from available records. Eligible customers may claim compensation under FSCS protection limits, though the specific amounts depend on the types of financial products involved in their individual cases.

Products this firm wrote

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How to claim

  1. Check you were a customer of this firm during the period it was regulated.
  2. Gather your policy / advice / contract paperwork — start with anything you have in writing.
  3. Identify your loss and the date it crystallised.
  4. Apply via the FSCS online claim portal at claims.fscs.org.uk.
  5. The FSCS investigation typically takes 6–18 months. They will assess eligibility, liability and quantum.